Parliament & Secretariat Organizations

  • in Parliamentary democracy
    • political exec responsible for policy formulation
    • bureaucracy responsible for implementation
    • eg. Cabinet highest policy making body but political exec consists of professional politicians whose knowledge about administration limited
  • policy formulation & implementation is highly technical activity
    • demands specialized skills & knowledge
    • to overcome weakness, secretariat organizations came into existence
  • these secretariat orgs provide necessary technical inputs to political exec in policy formulation
  • origin in british rule
  • Indian Councils Act 1861 introduced Portfolio System in secretariat administration
    • entire administration divided into various ministries & depts. based on division of work and specialization
    • Head of these depts. were there to assist GG in administration

Secretariat Administration in India

2 important principles

  • split systems
  • tenure system

Split System

  • work of govt broadly split into policy formulation and implementation
  • policy formulation responsibility of staff organizations
  • implementation are domain of line agencies
Staff OrganizationsLine Organizations
responsible for policy formulationresponsible for policy implementation
Central Secretariat, Cabinet Secretariat, PM Office, NITI Aayogdepartments, directorates
headed by generalist civil servantsheaded by specialists
advisory powermandatory power
can control functioning of line agenciesmustfunction under staff agencies

Tenure System

  • IAS officers allotted state based cadres at time of recruitment
    • cadre based civil service
  • expected to work for rest of life in particular cadre
  • central secretariat orgs responsible for policy formulation
  • India diverse countries: policy must reflect ground level realities to ensure diversity
    • civil servants from different states expected to come on deputation to central secretariat orgs for 5 yr tenure
    • expected to use field level experience to formulate better policies
    • once tenure over, must go back to state

Ministry & Departments

MinistryDepartment
Headed by MinisterHeaded by Secretary
has multiple departmentsunder a ministry
  • Home Affairs Ministry has max depts (07), followed by Finance Ministry (06)

Problems

  • 17 ministries at time of independence, but 57 now
  • rapid expansion due to political factors
    • not resulted in any significant improvements in overall efficiency of administration
  • problems:
    • conflict between ministries, depts. over their duties
    • duplication of work
    • problems related to coordiantion
    • red tapism
    • time and cost overruns and overall inefficiency
  • 2nd ARC: each ministry has 16 different hierarchical levels wherein at every level, the concerned official has absolute veto power, making administration inefficient

Solutions

  • 2nd ARC: reduce ministries from 57 to 27
    • merge similar performing ministries into one
    • create more depts to ensure better coordination
  • PM GATI SHAKTI Yojna
    • to ensure timely completion of infra projects thru PPP Model
    • coordination
    • fixed time limits
    • continuous performance monitoring
  • 2nd ARC: reduce hierarchical levels from 16 to 4

Other Reforms

  • E governance
  • lateral entry
  • citizen charters mandatory for all depts. and ministries
  • strict RTI implementation
  • objective performance evaluation of bureaucracy thru Social Audit Committees
  • De politicization of civil services
  • single window clearances to reduce red tapism, inefficiency
  • fixing time limits for bureaucrats to complete their responsibilities
  • merit based promotions

Our secretariat -> inverse pyramid

  • max bureaucrats at top level in policy formulation.

  • very few officers at field level in policy implementation.

  • 2nd ARC -> pyramid be reversed

    • max bureaucrats should be at field levels
  • meritorious bureaucrats must be promoted to secretariat orgs